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IIA IIA-CFSA-SEC Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| The Regulatory Environment | 10-20% | - Securities Regulation
|
| Securities Discipline | 20% | - Investment Products
|
| Auditing Financial Services Processes | 25-35% | - Support and Control Processes
|
| Financial Services Auditing | 25-35% | - Professional Auditing Standards
|
| Auditing Financial Services Products | 25-35% | - Securities Products
|
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