FINRA Series6

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FINRA Series6 Exam Overview:

FINRA Series6 Exam Syllabus Topics:

FINRA Investment Company and Variable Contracts Products Representative Examination (IR): Common Questions From Candidates

What is the FINRA Investment Company and Variable Contracts Products Representative Examination (IR) certification exam?

The FINRA Investment Company and Variable Contracts Products Representative Examination (IR) exam (code: Series6) is the official FINRA exam that leads to the FINRA Certification certification. It sits at the Representative-level level of the FINRA certification track. It is also connected with related credentials such as Securities Industry Essentials (SIE) Exam, Series 63 (Uniform Securities Agent State Law Exam). Passing it proves to employers that your skills have been validated by FINRA itself, which is why the Series6 credential keeps showing up in job postings.

How many questions are in the Series6 exam, and how long does it take?

The FINRA Investment Company and Variable Contracts Products Representative Examination (IR) exam gives you 90 minutes to work through 50. Pacing matters more than most candidates expect, so before exam day, run at least one full timed session in the Dumpkiller test engine to learn how long you can afford per question. If an item stalls you, flag it and move on — coming back later beats burning five minutes on a single question.

What score do I need to pass the Series6 exam, and how much does it cost?

The passing score for the FINRA Investment Company and Variable Contracts Products Representative Examination (IR) exam is 70%, and the official registration fee is USD 100. Remember that a failed attempt means paying that fee in full again, so a timed self-assessment with Dumpkiller practice questions about a week before your exam date is a cheap way to confirm you are scoring comfortably above 70%.

Are there any prerequisites for the Series6 exam?

According to FINRA, the following applies: Must be associated with and sponsored by a FINRA member firm or other applicable self-regulatory organization member; passing SIE exam required. Certification policies do change from time to time, so confirm the latest requirements on the official exam page at https://www.finra.org/registration-exams-ce/qualification-exams/series6 before you register.

Can I try the Series6 practice questions before buying?

Yes. Dumpkiller offers a free Series6 PDF demo so you can review the question style, difficulty, and explanations before committing to anything. After purchase, your FINRA Investment Company and Variable Contracts Products Representative Examination (IR) material includes 365 days of free updates, and if your product expires after that, you can extend the update service at a 50% discount from your member zone.

What happens if I do not pass the Series6 exam, and how is my order delivered?

If you take the corresponding Series6 exam within 60 days of your purchase and do not pass, you can apply for a full refund under our 100% Money Back Guarantee, subject to a few conditions: the failed exam must be the one matching your purchase; sitting the exam within 3 days of purchase does not qualify, since that leaves too little preparation time; downloading the material without actually taking the exam does not qualify; free materials and expired orders are excluded; and the candidate name must match the payer name. To apply, send a scanned copy of your enrollment slip together with your official Score Report (PDF) within 2 days after the exam, and claims are processed within 7 days. If you would rather not take a refund, you can exchange your purchase for two free products of equal value while keeping the update service on the product you originally bought. As for delivery, everything is an instant download: your products are sent to your email within one minute of payment — contact customer service if nothing arrives within 2 hours — and there is no limit on the number of computers you can install the software on.

What topics are covered in the Series6 exam?

The official FINRA Investment Company and Variable Contracts Products Representative Examination (IR) syllabus is organized into 4 main domains. The first three are Opens Accounts After Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives (16%), Provides Customers with Information About Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records (50%), and Obtains and Verifies Customers’ Purchase and Sales Instructions; Processes, Completes and Confirms Transactions (10%). For the full domain-by-domain breakdown, see the complete Exam Topics outline above.

FINRA Investment Company and Variable Contracts Products Representative Examination (IR) Sample Questions:

Question #1

Which of the following share classes do not have front-end loads?

A. Neither Class B nor Class C shares have front-end loads.
B. Class C
C. Class A
D. Class B

Question #2

Private placements are exempt from the registration requirements of the Securities Act of 1933 under the
rules contained in:

A. Regulation
B. Regulation D.
C. Regulation E.
D. the Securities Exchange Act of 1934.

Question #3

Nancy invested $1,850 in the MidFee Mutual Fund, which has a 4% front-end load. The net asset value
(NAV) per share of the fund at the time of her purchase was $22.20.How many shares of the fund was
Nancy able to purchase?

A. 83.33
B. None of the above is correct.
C. 80.00
D. 80.13

Question #4

On Monday, August 2nd, the Board of Directors of Baldor Electric (BEZ) announced that the firm would
pay a dividend of $0.17 a share. Payment will be made on Friday, October 8th to shareholders of record
as of Friday, September 17th.In order to receive this dividend check, an investor would have to purchase
shares of Baldor Electric before which day?

A. Friday, September 17th.
B. Monday, August 2nd.
C. Friday, October 8th.
D. Wednesday, September 15th.

Question #5

Which of the following would be the most suitable investment for a client who has retired and needs some
current income to augment her social security check?

A. variable life policy
B. money market fund
C. growth fund
D. U.S. government bond fund

Solutions: